Forbes recently published an article online reviewing the salaries and some key benefits paid to FINRA's top regulators. According to the column, more than a dozen current and former officials at the organization received compensation in excess of $1 million for 2010. I thought some of the BDLawBlog readers would be interested in this article.
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- Joel Beck, a former NASD Department of Enforcement lawyer, formed The Beck Law Firm, LLC in 2007. Joel's practice primarily focuses on representing broker-dealers, stockbrokers and investment advisers in disciplinary investigations and actions, customer complaints, arbitration claims and civil litigation, as well as representing investors in securities arbitration claims. Joel has been designated a Certified Regulatory and Compliance Professional (CRCP) by the NASD Institute at the Wharton School of Business, University of Pennsylvania. Click on the link above to visit our website and learn more.
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