The 2009 FINRA Annual Conference is next week in Boston, May 6-8. Conference attendees will hear from FINRA staff regarding perspectives on regulatory reform, research analyst issues, and supervision rules in the consolidated rulebook. There are also many break-out sessions covering various topics, and Friday's keynote speaker will by Rep. Barney Frank of the House Financial Services Committee. I'll be attending and look forward to seeing a lot of folks there. If you'd like to get together and chat, let me know. And for those not attending, look for some posts here on the blog following the conference.
Joel Beck
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- Joel Beck, a former NASD Department of Enforcement lawyer, formed The Beck Law Firm, LLC in 2007. Joel's practice primarily focuses on representing broker-dealers, stockbrokers and investment advisers in disciplinary investigations and actions, customer complaints, arbitration claims and civil litigation, as well as representing investors in securities arbitration claims. Joel has been designated a Certified Regulatory and Compliance Professional (CRCP) by the NASD Institute at the Wharton School of Business, University of Pennsylvania. Click on the link above to visit our website and learn more.
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April 29, 2009
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