Joel Beck

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About The Beck Law Firm, LLC

  • Joel Beck, a former NASD Department of Enforcement lawyer, formed The Beck Law Firm, LLC in 2007. Joel's practices focuses on three main areas: 1) broker-dealer and registered investment adviser regulation/compliance, regulatory investigations and enforcement actions, and arbitration cases, 2) business formations and small business legal needs, and 3) basic estate planning.

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  • The Beck Law Firm, LLC and Joel Beck, the author of this blog, provide this material for informational purposes only. While we believe the content to be accurate, we make no guarantee to that effect. Use of this blog does not create an attorney/client relationship and The Beck Law Firm, LLC does not represent you unless and until we have entered into a written representation agreement. The hiring of an attorney is an important decision and should not be based upon advertisements, including websites and blogs. Please contact us for additional information about our qualifications before making a decision.

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January 19, 2009

Report: Wells Fargo Fires 175 Wachovia Employees

According to a report at Investment News, Wells Fargo has fired 175 Wachovia employees who were former employees of Wells Fargo.  It appears that many of those fired were former brokers at Wells Fargo who had left for Wachovia.  Interesting.  Read the article at the link above.

Posted at 03:58 PM in Broker-Dealer/RIA Current Affairs |

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